RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E••• C••••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 16, 2025 · Basking Ridge, Nj
- M•• S••••••••• I••• unclassifiedJul 25, 2018 to Jun 9, 2021 · Paramus, Nj
- W•• I••••••••• L•• independent RIASep 8, 2014 to Jul 9, 2018 · Red Bank, Nj
- T• A••••••••• I••• formerAug 29, 2013 to Aug 14, 2014 · San Diego, Ca
- B•••••••• F••• A••••••• asset managerFeb 8, 2008 to Jul 25, 2013 · Jersey City, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 5, 2006 to Jan 3, 2008 · Florham Park, Nj
- M•• S••••••••• I••• to S••••• W••••• A•••••••• I•••left Jun 9, 2021, registered Dec 16, 2025 (1651 days) · Other
- W•• I••••••••• L•• to M•• S••••••••• I•••left Jul 9, 2018, registered Jul 25, 2018 (16 days) · Other
- T• A••••••••• I••• to W•• I••••••••• L••left Aug 14, 2014, registered Sep 8, 2014 (25 days) · Other
- B•••••••• F••• A••••••• to T• A••••••••• I•••left Jul 25, 2013, registered Aug 29, 2013 (35 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••••••• F••• A•••••••left Jan 3, 2008, registered Feb 8, 2008 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address