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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

WILLIAM JAMES KINMONTH

Advisor at NEWEDGE ADVISORS

Pittsburgh, PA | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:af095698-bcff-4623-7b2c-ea58cc0699db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 24, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jun 10, 1997
First registration: Jun 24, 1997
Dual registered: yes, broker-dealer
Other names: WILL KINMONTH
IAPD individual key: 2896623

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Aug 22, 2024	n/a	yes	Pittsburgh, PA\|NEW ORLEANS, LA	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 4, 2003	Aug 22, 2024	no	ALLISON PARK, PA\|OAKMONT, PA\|PITTSBURGH, PA\|VERONA, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|MONROEVILLE, PA\|PITTSBURGH, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 15, 2002	Mar 26, 2003	no	PITTSBURGH, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 24, 1997	Jun 24, 2002	no	VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	NEWEDGE ADVISORS	Aug 22, 2024	Aug 22, 2024	0	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	CITIZENS SECURITIES, INC.	Mar 26, 2003	Apr 4, 2003	9	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Jun 24, 2002	Jul 15, 2002	21	Firm change	Other

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Aug 22, 2024 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 4, 2003 to Aug 22, 2024factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 15, 2002 to Mar 26, 2003factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 24, 1997 to Jun 24, 2002factForm ADV

Dated events

Occurred
Aug 22, 2024
Advisor changed firm
William James Kinmonth left Citizens Securities, Inc. for Newedge Advisors (registered 2024-08-22)
Form ADVobserved 4 days ago