DFX Intelligence

R••••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)21 years in industry

R••••• A•••••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Denver, CO

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Search this name across graphsid dfx:ria:af304c90-3b79-3292-d477-c28c00735154

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Sep 22, 2022	n/a	yes	ALPHARETTA, GA\|Denver, CO	Current employment
B•• F•••••••• P•••••• W•••••• I•••	Independent wealth	Mar 5, 2020	Oct 24, 2022	no	DENVER, CO\|DENVER, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• P•••••• W•••••• I•••	M•••• F•••••••• A•••••••	Oct 24, 2022	Sep 22, 2022	-32	Firm change after gap	RIA to RIA
T••••••• W••••• A•••••••• I•••	B•• F•••••••• P•••••• W•••••• I•••	Mar 6, 2020	Mar 5, 2020

Relationships

Registered with (8)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Sep 22, 2022 to presentfactForm ADV
→ B•• F•••••••• P•••••• W•••••• I•••Registered adviserregistration: previous registration
Mar 5, 2020 to Oct 24, 2022factForm ADV
→ T••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 12, 2015 to Mar 6, 2020factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Oct 24, 2022
Advisor changed firm
R••••• A••••••••• left B•• F•••••••• P•••••• W•••••• I••• for M•••• F•••••••• A••••••• (registered 2022-09-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af304c90-3b79-3292-d477-c28c00735154
First observed: Feb 14, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.