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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

BRIAN HOOK

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:af309162-0112-fa90-9efd-8cdea2e4e778

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Apr 10, 2013
First registration: Apr 11, 2013
Dual registered: yes, broker-dealer
Other names: BRIAN R. HOOK|BRIAN R. HOOK|BRIAN R. HOOK
IAPD individual key: 6149626

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 16, 2024	n/a	yes	ST. LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 28, 2021	n/a	yes	ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 4, 2019	Apr 5, 2021	no	CLAYTON, MO\|Clayton, MO\|NEW YORK, NY\|Saint Louis, MO\|Clayton, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 14, 2016	Nov 12, 2019	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 11, 2013	Apr 20, 2016	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Apr 5, 2021	Jun 28, 2021	84	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 12, 2019	Dec 4, 2019	22	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Apr 20, 2016	Nov 14, 2016	208	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 16, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 14, 2016 to Nov 12, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 4, 2019 to Apr 5, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 11, 2013 to Apr 20, 2016factForm ADV

Dated events

No dated event names this entity yet.