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RIA Intelligence
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Feed of 09/14/2026
Also filed as B•••• R. H•••
At current firm
5 y
since Jun 28, 2021
In the industry
13 y
since Apr 10, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 16, 2024 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Jun 28, 2021 · St. Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 4, 2019 to Apr 5, 2021 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseNov 14, 2016 to Nov 12, 2019 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedApr 11, 2013 to Apr 20, 2016 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 5, 2021, registered Jun 28, 2021 (84 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 12, 2019, registered Dec 4, 2019 (22 days) · Wirehouse to wirehouse
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Apr 20, 2016, registered Nov 14, 2016 (208 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address