DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Stephen Brown
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Feb 10, 2020
In the industry
18 y
since Sep 21, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D.S. Brown Wealth Advisors, LLC state registered currentsince Feb 10, 2020 · Atlanta, Ga
- Swmg Holdings, LLC formerMay 23, 2017 to Aug 10, 2020 · Atlanta, Ga
- Truist Advisory Services, Inc. BD affiliatedSep 20, 2016 to May 18, 2017 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerAug 13, 2008 to Dec 31, 2016 · Atlanta, Ga
- Ameriprise Financial Services, LLC national BDSep 25, 2007 to May 21, 2008 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Swmg Holdings, LLC to D.S. Brown Wealth Advisors, LLCleft Aug 10, 2020, registered Feb 10, 2020 (-182 days) · RIA to a state-registered adviser
- Truist Advisory Services, Inc. to Swmg Holdings, LLCleft May 18, 2017, registered May 23, 2017 (5 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Suntrust Investment Services, Inc.left May 21, 2008, registered Aug 13, 2008 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address