DFX Intelligence

A•••••••• L•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

A•••••••• L•••• M•••••

Advisor at A••• A••••••• P•••••••

Largo, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:afa2848f-ca50-83b6-8855-0eb055783cac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jun 18, 2025	n/a	yes	NEW YORK, NY\|Largo, FL	Current employment
S•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Mar 14, 2025	Jul 11, 2025	no	Largo, FL\|BIRMINGHAM, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 11, 2025	Jun 18, 2025	-23	Firm change	RIA to RIA
E••••••••• F•••••• L••	T•••••• E••••••••• • P••••••••• I•••	Mar 25, 2025	Jul 1, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
169114:133535:MI:2025-06-30	Jul 11, 2025	Jun 18, 2025	BIRMINGHAM, MI	Firm change

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 14, 2025 to Jul 11, 2025factForm ADV
→ E••••••••• F•••••• L••Registered adviserregistration: previous registration
Jun 6, 2016 to Mar 25, 2025factForm ADV
→ T•••••• E••••••••• • P••••••••• I•••

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
A•••••••• L•••• M••••• left S•••••••• I••••••••• A•••••••• L•• for A••• A••••••• P••••••• (registered 2025-06-18)
Form ADVobserved 7 days ago
Occurred
Mar 25, 2025
Advisor changed firm
A•••••••• L•••• M••••• left E••••••••• F•••••• L•• for T•••••• E••••••••• • P••••••••• I••• (registered 2016-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afa2848f-ca50-83b6-8855-0eb055783cac
First observed: Jul 11, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.