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Advisor at ADVISORY SERVICES NETWORK
St. Francisville, LA | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Mar 23, 2016 | n/a | yes | St. Francisville, LA|ATLANTA, GA | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | May 8, 2015 | Apr 8, 2016 | no | ST. FRANCISVILLE, LA|BIRMINGHAM, AL|SAIN FRANCISVILLE, LA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 17, 2012 | May 1, 2015 | no | BATON ROUGE, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 11, 2008 | Apr 30, 2012 | no | BATON ROUGE, LA | Previous registration |
| INVESTORS ASSET MANAGEMENT, INC. | Former SEC adviser | Aug 6, 2002 | Aug 13, 2008 | no | PLANO, TX|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | ADVISORY SERVICES NETWORK | Apr 8, 2016 | Mar 23, 2016 | -16 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CONCOURSE FINANCIAL GROUP ADVISORS | May 1, 2015 | May 8, 2015 | 7 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 30, 2012 | May 17, 2012 | 17 | Firm change | Other |
| INVESTORS ASSET MANAGEMENT, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 13, 2008 | Sep 11, 2008 | 29 | Firm change | Other |