DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gertrude Mary Piper
Certified Financial Planner
Feed of 09/14/2026
Also filed as Gertrude Mary Cenac
At current firm
10 y
since Mar 23, 2016
In the industry
24 y
since Nov 14, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Mar 23, 2016 · St. Francisville, La
- Concourse Financial Group Advisors formerMay 8, 2015 to Apr 8, 2016 · St. Francisville, La
- Raymond James Financial Services Advisors, Inc BD affiliatedMay 17, 2012 to May 1, 2015 · Baton Rouge, La
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 11, 2008 to Apr 30, 2012 · Baton Rouge, La
- Investors Asset Management, Inc. formerAug 6, 2002 to Aug 13, 2008 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- Concourse Financial Group Advisors to Advisory Services Networkleft Apr 8, 2016, registered Mar 23, 2016 (-16 days) · Other
- Raymond James Financial Services Advisors, Inc to Concourse Financial Group Advisorsleft May 1, 2015, registered May 8, 2015 (7 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Incleft Apr 30, 2012, registered May 17, 2012 (17 days) · Other
- Investors Asset Management, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 13, 2008, registered Sep 11, 2008 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address