DFX Intelligence

B••••• G••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industrynot currently registered

B••••• G••• C••••••

Advisor at G••••• V••• C•••••• M••••••••• L••

WAUKESHA, WI

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Search this name across graphsid dfx:ria:b099793d-3c51-880d-b2f9-322131a316f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• V••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• V••• C•••••• M••••••••• L••	Independent wealth	Jan 2, 2014	n/a	yes	WAUKESHA, WI	Current employment
T•• S•••••••• F•••••••• A•••••••	Bd affiliated wealth	Nov 8, 2010	Dec 31, 2013	no	WAUKESHA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• S•••••••• F•••••••• A•••••••	G••••• V••• C•••••• M••••••••• L••	Dec 31, 2013	Jan 2, 2014	2	Bulk transfer	Other
I••••••••• A••••••• I••••••••• I•••	T•• S•••••••• F•••••••• A•••••••	Nov 9, 2010	Nov 8, 2010

Relationships

Registered with (4)

→ G••••• V••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2014 to presentfactForm ADV
→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 8, 2010 to Dec 31, 2013factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2006 to Nov 9, 2010factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

First seen by DFX
Sep 15, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b099793d-3c51-880d-b2f9-322131a316f5
First observed: Jun 22, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.