DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B••••• G••• C••••••

G••••• V••• C•••••• M••••••••• L••independent RIAWaukesha, WiIA-onlyIAPD 4388881

Feed of 09/14/2026

Also filed as Bob C••••••

At current firm

12 y

since Jan 2, 2014

In the industry

25 y

since Jul 24, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• V••• C•••••• M••••••••• L•• independent RIA current
since Jan 2, 2014 · Waukesha, Wi
T•• S•••••••• F•••••••• A••••••• BD affiliated
Nov 8, 2010 to Dec 31, 2013 · Waukesha, Wi
I••••••••• A••••••• I••••••••• I••• unclassified
Jul 10, 2006 to Nov 9, 2010 · Waukesha, Wi
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 22, 2005 to Aug 23, 2006 · Waukesha, Wi

Moves

a registration end followed by a registration begin elsewhere

T•• S•••••••• F•••••••• A••••••• to G••••• V••• C•••••• M••••••••• L••
left Dec 31, 2013, registered Jan 2, 2014 (2 days) · corporate re-registration, not a move
I••••••••• A••••••• I••••••••• I••• to T•• S•••••••• F•••••••• A•••••••
left Nov 9, 2010, registered Nov 8, 2010 (-1 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to I••••••••• A••••••• I••••••••• I•••
left Aug 23, 2006, registered Jul 10, 2006 (-44 days) · corporate re-registration, not a move

Signals

B••••• G••• C•••••• no longer holds an investment adviser registration (last listed at G••••• V••• C•••••• M••••••••• L•• on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address