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RIA / WealthAdvisor25 years in industry

LORNE DAVID ENQUIST

Advisor at EMPIRICAL WEALTH MANAGEMENT

SEATTLE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 5, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Lorne David Enquist

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPIRICAL WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S66
First exam: Oct 27, 2000
First registration: Mar 5, 2007
Dual registered: no
IAPD individual key: 5270619

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPIRICAL WEALTH MANAGEMENT	Independent wealth	Jun 1, 2011	n/a	yes	SEATTLE, WA	Current employment
DIRECTIONAL FINANCIAL SERVICES	Independent wealth	Oct 3, 2015	Dec 15, 2017	no	SEATTLE, WA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Oct 2, 2009	May 4, 2011	no	SEATTLE, WA\|SEATTLE, WA\|Cedar Rapids, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Oct 20, 2009	no	SEATTLE, WA\|SEATTLE, WA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 5, 2007	Jan 1, 2008	no	SEATTLE, WA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIRECTIONAL FINANCIAL SERVICES	n/a	Dec 15, 2017	n/a	n/a	Departure no registered destination	Departure
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	EMPIRICAL WEALTH MANAGEMENT	May 4, 2011	Jun 1, 2011	28	Firm change	Other
WELLS FARGO ADVISORS	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Oct 20, 2009	Oct 2, 2009	-18	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ EMPIRICAL WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jun 1, 2011 to presentfactForm ADV
→ DIRECTIONAL FINANCIAL SERVICESRegistered adviserregistration: previous registration
Oct 3, 2015 to Dec 15, 2017factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 2, 2009 to May 4, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Oct 20, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 5, 2007 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.