DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lorne David Enquist

Empirical Wealth Managementindependent RIASeattle, WaIA-onlyIAPD 5270619

Feed of 09/14/2026

At current firm

15 y

since Jun 1, 2011

In the industry

25 y

since Oct 27, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Financial Officer | Principalreportedempirical.netfirm site, Sep 15, 2026
Years, as the firm states: 20reportedempirical.net“Lorne has a combined 20 years of experience advising his clients on their tax and financial affairs.”
Professional profile: empirical.net/team-member/lorne-enquistreportedempirical.netfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Empirical Wealth Management independent RIA current
since Jun 1, 2011 · Seattle, Wa
Directional Financial Services independent RIA
Oct 3, 2015 to Dec 15, 2017 · Seattle, Wa
Berthel Fisher & Company Financial Services, Inc. BD affiliated
Oct 2, 2009 to May 4, 2011 · Seattle, Wa
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Oct 20, 2009 · Seattle, Wa
A. G. Edwards & Sons, Inc. unclassified
Mar 5, 2007 to Jan 1, 2008 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Directional Financial Services to no registered destination
left Dec 15, 2017 · Departure, no registered destination
Berthel Fisher & Company Financial Services, Inc. to Empirical Wealth Management
left May 4, 2011, registered Jun 1, 2011 (28 days) · Other
Wells Fargo Advisors to Berthel Fisher & Company Financial Services, Inc.
left Oct 20, 2009, registered Oct 2, 2009 (-18 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address