RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• B••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 3, 2021 · St. Louis, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 3, 2013 to Jun 4, 2021 · Boise, Id
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealthSep 24, 2009 to Jul 19, 2011 · Eagle, Id
- D••• D••••••• • C•• i••••••••• wealthJul 15, 2009 to Sep 24, 2009 · Great Falls, Mt
- W•••••• S••••••••• I••• BD affiliatedJun 18, 2009 to Jul 1, 2009 · Boise, Id
- D••• D••••••• • C•• i••••••••• wealthFeb 26, 2008 to Jun 12, 2009 · Boise, Id
- I•••• T•••• unclassifiedDec 18, 2007 to Feb 12, 2008 · Boise, Id
- J•• A••••••• i••••••••• wealthJun 2, 2006 to Aug 15, 2007 · Newport Beach, Ca
- C••••••• S••••••••• formerFeb 11, 2003 to Jun 5, 2006 · Costa Mesa, Ca
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Jun 4, 2021, registered Jun 3, 2021 (-1 days) · Other
- A••••••• I••••••••• S••••••••• G••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 19, 2011, registered Jul 3, 2013 (715 days) · Other
- D••• D••••••• • C•• to A••••••• I••••••••• S••••••••• G••••• L••left Sep 24, 2009, registered Sep 24, 2009 (0 days) · Other
- W•••••• S••••••••• I••• to D••• D••••••• • C••left Jul 1, 2009, registered Jul 15, 2009 (14 days) · Other
- D••• D••••••• • C•• to W•••••• S••••••••• I•••left Jun 12, 2009, registered Jun 18, 2009 (6 days) · Other
- I•••• T•••• to D••• D••••••• • C••left Feb 12, 2008, registered Feb 26, 2008 (14 days) · Other
- J•• A••••••• to I•••• T••••left Aug 15, 2007, registered Dec 18, 2007 (125 days) · Other
- C••••••• S••••••••• to J•• A•••••••left Jun 5, 2006, registered Jun 2, 2006 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address