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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Anne Fitzgerald Francissen

Advisor at BLACKROCK INVESTMENT MANAGEMENT, LLC

PRINCETON, NJ | Atlanta, GA

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Search this name across graphsid dfx:ria:b1785dbc-4e88-d24b-e171-0ed6a981a7a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACKROCK INVESTMENT MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 18, 2014
First registration: Jan 23, 2015
Dual registered: yes, broker-dealer
Other names: ANNE THERESE FITZGERALD|ANNE T FRANCISSEN|ANNE FRANCISSEN|ANNE THERESE FRANCISSEN
IAPD individual key: 6377742

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Jan 5, 2024	n/a	yes	PRINCETON, NJ\|Atlanta, GA	Current employment
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Jul 9, 2020	Nov 27, 2023	no	ATLANTA, GA	Previous registration
ROTHSCHILD INVESTMENT	Independent wealth	Jan 21, 2016	Mar 13, 2019	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 23, 2015	Jan 15, 2016	no	CHICAGO, IL\|St Charles, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROCKEFELLER CAPITAL MANAGEMENT	BLACKROCK INVESTMENT MANAGEMENT, LLC	Nov 27, 2023	Jan 5, 2024	39	Firm change	Other
ROTHSCHILD INVESTMENT	ROCKEFELLER CAPITAL MANAGEMENT	Mar 13, 2019	Jul 9, 2020	484	Firm change after gap	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	ROTHSCHILD INVESTMENT	Jan 15, 2016	Jan 21, 2016	6	Firm change	Other

Relationships

Registered with (4)

→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 5, 2024 to presentfactForm ADV
→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jul 9, 2020 to Nov 27, 2023factForm ADV
→ ROTHSCHILD INVESTMENTRegistered adviserregistration: previous registration
Jan 21, 2016 to Mar 13, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 23, 2015 to Jan 15, 2016factForm ADV

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
Anne Fitzgerald Francissen left Rockefeller Capital Management for Blackrock Investment Management, Llc (registered 2024-01-05)
Form ADVobserved 4 days ago