DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anne Fitzgerald Francissen
Feed of 09/14/2026
Also filed as Anne Therese Fitzgerald
At current firm
2 y
since Jan 5, 2024
In the industry
11 y
since Nov 18, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blackrock Investment Management, LLC asset manager currentsince Jan 5, 2024 · Princeton, Nj
- Rockefeller Capital Management BD affiliatedJul 9, 2020 to Nov 27, 2023 · Atlanta, Ga
- Rothschild Investment independent RIAJan 21, 2016 to Mar 13, 2019 · Chicago, Il
- Ameriprise Financial Services, LLC national BDJan 23, 2015 to Jan 15, 2016 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Rockefeller Capital Management to Blackrock Investment Management, LLCleft Nov 27, 2023, registered Jan 5, 2024 (39 days) · Other
- Rothschild Investment to Rockefeller Capital Managementleft Mar 13, 2019, registered Jul 9, 2020 (484 days) · RIA to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to Rothschild Investmentleft Jan 15, 2016, registered Jan 21, 2016 (6 days) · Other
Signals
- Anne Fitzgerald Francissen left Rockefeller Capital Management for Blackrock Investment Management, Llc (registered 2024-01-05)Nov 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address