RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J•••• S••••••••
- C•••••• I••••••••• M••••••••• L•• independent RIA currentsince Apr 8, 2024 · Stamford, Ct
- B•••••• I••••••••• P•••••••• L• otherNov 15, 2012 to Dec 2, 2020 · San Diego, Ca
- B•••••••• I••••••••• M••••••••• L•• asset managerAug 3, 2011 to Nov 6, 2012 · Princeton, Nj
- R••••••••• A••••••• independent RIAAug 13, 2009 to Jul 1, 2011 · Ponte Vedra, Fl
- F••••• I••••••••• independent RIASep 9, 2008 to Nov 25, 2008 · Ponte Vedra, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 8, 2006 to Aug 29, 2008 · Jacksonville, Fl
- R••••••••• A•••• M••••••••• I••• unclassifiedFeb 14, 2002 to Aug 18, 2006 · Radnor, Pa
- B•••••• I••••••••• P•••••••• L• to C•••••• I••••••••• M••••••••• L••left Dec 2, 2020, registered Apr 8, 2024 (1223 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to B•••••• I••••••••• P•••••••• L•left Nov 6, 2012, registered Nov 15, 2012 (9 days) · Other
- R••••••••• A••••••• to B•••••••• I••••••••• M••••••••• L••left Jul 1, 2011, registered Aug 3, 2011 (33 days) · Other
- F••••• I••••••••• to R••••••••• A•••••••left Nov 25, 2008, registered Aug 13, 2009 (261 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Aug 29, 2008, registered Sep 9, 2008 (11 days) · Other
- R••••••••• A•••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 18, 2006, registered Nov 8, 2006 (82 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address