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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ERIC MATHEW KALETA

Advisor at LRI INVESTMENTS

West Hartford, CT | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:b1ab9458-b16e-d498-11c7-ac183aab5194

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LRI INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 24, 1999
First registration: Oct 29, 2007
Dual registered: yes, broker-dealer
Other names: ERIC MATTHEW KALETA
IAPD individual key: 4062979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LRI INVESTMENTS	Independent wealth	May 3, 2024	n/a	yes	West Hartford, CT\|PALM BEACH GARDENS, FL	Current employment
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Dec 12, 2011	May 2, 2024	no	HARTFORD, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 3, 2011	Nov 25, 2011	no	ENFIELD, CT\|FORT MILL, SC\|ENFIELD, CT	Previous registration
GLOBAL PORTFOLIO STRATEGIES, INC.	Former SEC adviser	Oct 29, 2007	Jun 16, 2011	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIRTUS INVESTMENT ADVISERS, LLC	LRI INVESTMENTS	May 2, 2024	May 3, 2024	1	Firm change	Other
LPL FINANCIAL LLC	VIRTUS INVESTMENT ADVISERS, LLC	Nov 25, 2011	Dec 12, 2011	17	Firm change	Other
GLOBAL PORTFOLIO STRATEGIES, INC.	LPL FINANCIAL LLC	Jun 16, 2011	Oct 3, 2011	109	Firm change	Other

Relationships

Registered with (4)

→ LRI INVESTMENTSRegistered adviserregistration: current employment
May 3, 2024 to presentfactForm ADV
→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Dec 12, 2011 to May 2, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 3, 2011 to Nov 25, 2011factForm ADV
→ GLOBAL PORTFOLIO STRATEGIES, INC.Registered adviserregistration: previous registration
Oct 29, 2007 to Jun 16, 2011factForm ADV

Dated events

Occurred
May 2, 2024
Advisor changed firm
Eric Mathew Kaleta left Virtus Investment Advisers, Llc for Lri Investments (registered 2024-05-03)
Form ADVobserved 6 days ago