RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M••••• K•••••
- L•• I••••••••• independent RIA currentsince May 3, 2024 · West Hartford, Ct
- V••••• I••••••••• A•••••••• L•• asset managerDec 12, 2011 to May 2, 2024 · Hartford, Ct
- L•• F•••••••• L•• BD affiliatedOct 3, 2011 to Nov 25, 2011 · Enfield, Ct
- G••••• P•••••••• S••••••••• I••• formerOct 29, 2007 to Jun 16, 2011 · Hartford, Ct
- V••••• I••••••••• A•••••••• L•• to L•• I•••••••••left May 2, 2024, registered May 3, 2024 (1 days) · Other
- L•• F•••••••• L•• to V••••• I••••••••• A•••••••• L••left Nov 25, 2011, registered Dec 12, 2011 (17 days) · Other
- G••••• P•••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 16, 2011, registered Oct 3, 2011 (109 days) · Other
- E••• M••••• K••••• left V••••• I••••••••• A•••••••• L•• for L•• I••••••••• (registered 2024-05-03)May 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address