DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• F•••••••• A••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 22, 2013 · 33 filings
SEC status approved since Apr 4, 2013
RAUM
$456M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$413M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$228M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$456M as of Mar 11, 2026
Apr 5, 2013$128M then
HNW client RAUM$391M as of Mar 11, 2026
Mar 6, 2018$147M then
State-registered IARs (5.B.3)4 as of Mar 11, 2026
Apr 5, 20137 then
Employees (5.A)5 as of Mar 11, 2026
Apr 5, 20137 then
Private funds: no history
RAUM +27% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $228MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$391M86%
- Charitable organizations$31.0M6.8%
- Individuals$22.5M4.9%
- Corporations and businesses$8.8M1.9%
- Pension and profit-sharing plans$3.2M0.7%
- Individual clients
- 71reported
- HNW clients
- 63reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 452reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• M••••• B•••••• | Dallas, Tx | Dec 20, 2019 | 10 y | 0 |
| J••••• D•••• O••••Certified Financial Planner | Dallas, Tx | Jul 25, 2023 | 15 y | 3 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- W•••••• H••••• P••••• to S••••• M•••••••••May 6, 2026 · RIA to RIA
- A••••• Z••••• R••••• to O•• P•••••••Jul 13, 2023 · RIA to RIA
- N••••• S•••• G••• to L••• A•••••••Jan 3, 2023 · Other
- A••••• Z••••• R••••• to L••• A•••••••Nov 6, 2018 · Other
Joined, latest
- J••••• D•••• O•••• from K•• F•••••••• S••••••••• L••Jul 25, 2023 · Other
- A••••• Z••••• R••••• from L•••Aug 17, 2021 · RIA to RIA
- N••••• S•••• G••• from E•• C•••••••••Sep 16, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••• E••• · Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- C••••• W•••• S• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
Entity owners
- L••• G••••• T••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L••• G••••• T••••••• L••insurancey
- L•• I•••••••• S•••••••• I•••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 404 to 452Jul 18, 2025 to Mar 11, 2026
- HNW clients · 55 to 63Jul 18, 2025 to Mar 11, 2026
- Pension plan clients · 5 to 8Jul 18, 2025 to Mar 11, 2026
- Discretionary RAUM · $359M to $456MJul 18, 2025 to Mar 11, 2026
- HNW RAUM · $303M to $391MJul 18, 2025 to Mar 11, 2026
- Individual RAUM · $20.7M to $22.5MJul 18, 2025 to Mar 11, 2026
- Pension RAUM · $2.4M to $3.2MJul 18, 2025 to Mar 11, 2026
- RAUM · $359M to $456MJul 18, 2025 to Mar 11, 2026
- Financial planning clients · 51-100 to 51-100Mar 26, 2025 to Jul 18, 2025
- Accounts · 355 to 404Mar 21, 2024 to Mar 26, 2025
- Advisory employees · 5 to 4Mar 21, 2024 to Mar 26, 2025
- Corporate clients · unset to 5.0Mar 21, 2024 to Mar 26, 2025
- HNW clients · 64 to 55Mar 21, 2024 to Mar 26, 2025
- Pension plan clients · unset to 5.0Mar 21, 2024 to Mar 26, 2025
- Employees · 6 to 5Mar 21, 2024 to Mar 26, 2025
- Discretionary RAUM · $302M to $359MMar 21, 2024 to Mar 26, 2025
- HNW RAUM · $253M to $303MMar 21, 2024 to Mar 26, 2025
- Individual RAUM · $21.2M to $20.7MMar 21, 2024 to Mar 26, 2025
- Pension RAUM · $2.6M to $2.4MMar 21, 2024 to Mar 26, 2025
- RAUM · $302M to $359MMar 21, 2024 to Mar 26, 2025
- Accounts · 386 to 355Oct 31, 2023 to Mar 21, 2024
- HNW clients · 62 to 64Oct 31, 2023 to Mar 21, 2024
- Individual clients · 67 to 71Oct 31, 2023 to Mar 21, 2024
- Pension plan clients · 10.0 to unsetOct 31, 2023 to Mar 21, 2024
- Financial planning clients · 1-10 to 51-100Oct 31, 2023 to Mar 21, 2024
- Discretionary RAUM · $273M to $302MOct 31, 2023 to Mar 21, 2024
- HNW RAUM · $231M to $253MOct 31, 2023 to Mar 21, 2024
- Individual RAUM · $18.5M to $21.2MOct 31, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $26.7M to $0Oct 31, 2023 to Mar 21, 2024
- Pension RAUM · $27.7M to $2.6MOct 31, 2023 to Mar 21, 2024
- RAUM · $300M to $302MOct 31, 2023 to Mar 21, 2024
- Advisory employees · 6 to 5Mar 29, 2023 to Oct 31, 2023
- Employees · 7 to 6Mar 29, 2023 to Oct 31, 2023
- State-registered IARs · 5 to 4Mar 29, 2023 to Oct 31, 2023
- Accounts · 424 to 386Jan 30, 2023 to Mar 29, 2023
- Advisory employees · 5 to 6Jan 30, 2023 to Mar 29, 2023
- HNW clients · 58 to 62Jan 30, 2023 to Mar 29, 2023
- Individual clients · 82 to 67Jan 30, 2023 to Mar 29, 2023
- Pension plan clients · unset to 10.0Jan 30, 2023 to Mar 29, 2023
- Employees · 6 to 7Jan 30, 2023 to Mar 29, 2023
Signals
13 dated events
- W•••••• H••••• P••••• left L•• F•••••••• A••••••• L•• for S••••• M••••••••• (registered 2026-05-08)May 6, 2026 · Advisor changed firm · fact
- E••• J••• B•••••• (Chief Investment Officer) appeared on Schedule A of L•• F•••••••• A••••••• L••Mar 21, 2024 · Control person joined · fact
- Stephen Michael Radoff (Chief Compliance Officer) no longer on Schedule A of L•• F•••••••• A••••••• L•• (listed 2023-03-29, absent 2023-10-31)Oct 31, 2023 · Control person left · inference
- S Will Clark (Chief Compliance Officer) appeared on Schedule A of L•• F•••••••• A••••••• L••Oct 31, 2023 · Control person joined · fact
- A••••• Z••••• R••••• left L•• F•••••••• A••••••• L•• for O•• P••••••• (registered 2023-08-29)Jul 13, 2023 · Advisor changed firm · fact
- N••••• S•••• G••• left L•• F•••••••• A••••••• L•• for L••• A••••••• (registered 2013-03-28)Jan 3, 2023 · Advisor changed firm · fact
- Scott Norman Gunn (Member And Chief Compliance Officer) no longer on Schedule A of L•• F•••••••• A••••••• L•• (listed 2022-06-13, absent 2022-11-07)Nov 7, 2022 · Control person left · inference
- Stephen Michael Radoff (Chief Compliance Officer) appeared on Schedule A of L•• F•••••••• A••••••• L••Nov 7, 2022 · Control person joined · fact
- Allen William Walsh (Officer) no longer on Schedule A of L•• F•••••••• A••••••• L•• (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- David Richard Trubitt (Officer) no longer on Schedule A of L•• F•••••••• A••••••• L•• (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Alan Robert Lane (Member) no longer on Schedule A of L•• F•••••••• A••••••• L•• (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Stephen Michael Radoff (Member) no longer on Schedule A of L•• F•••••••• A••••••• L•• (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- L•• F•••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 22, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 214-871-0011reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-871-7500reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lgt-fareportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-871-7500reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- lgt-fa.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $228Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026