DFX Intelligence

B••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B••••••• C•••••••••

Advisor at W•••• F•••• A•••••••

LOUISVILLE, CO

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Search this name across graphsid dfx:ria:b1b7f099-a39c-9d81-e66c-0d36e9fc3e5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 8, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 13, 2026	n/a	yes	LOUISVILLE, CO	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 16, 2022	Feb 17, 2026	no	DENVER, CO\|Lakewood, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Feb 17, 2026	Apr 13, 2026	55	Firm change	Ibd to wirehouse
D••• D••••••• • C••	A••••••••• F•••••••• S•••••••• L••	May 23, 2022	Jun 16, 2022

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2022 to Feb 17, 2026factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Aug 18, 2020 to May 23, 2022factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Feb 17, 2026
A•••••• firm change
B••••••• C••••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-13)
Form ADVobserved 7 days ago
Occurred
May 23, 2022
A•••••• firm change
B••••••• C••••••••• left D••• D••••••• • C•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1b7f099-a39c-9d81-e66c-0d36e9fc3e5d
First observed: Dec 8, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.