RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• C•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2026 · Louisville, Co
- A••••••••• F•••••••• S•••••••• L•• national BDJun 16, 2022 to Feb 17, 2026 · Denver, Co
- D••• D••••••• • C•• independent RIAAug 18, 2020 to May 23, 2022 · Denver, Co
- C••••• A•••••• N••••••• L•• formerSep 21, 2016 to Jul 30, 2020 · Lakewood, Co
- M•••••• I••••••••• L•• formerDec 8, 2015 to Feb 8, 2016 · Leawood, Ks
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Feb 17, 2026, registered Apr 13, 2026 (55 days) · Affiliated broker-dealer or bank to wirehouse
- D••• D••••••• • C•• to A••••••••• F•••••••• S•••••••• L••left May 23, 2022, registered Jun 16, 2022 (24 days) · RIA to affiliated broker-dealer or bank
- C••••• A•••••• N••••••• L•• to D••• D••••••• • C••left Jul 30, 2020, registered Aug 18, 2020 (19 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• I••••••••• L•• to C••••• A•••••• N••••••• L••left Feb 8, 2016, registered Sep 21, 2016 (226 days) · Other
- B••••••• C••••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-13)Feb 17, 2026 · a•••••• firm change · fact
- B••••••• C••••••••• left D••• D••••••• • C•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-06-16)May 23, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address