DFX Intelligence

M•••••• E••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M•••••• E••• S•••••••••

Advisor at Q• A•••••••• L••

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1c3fc49-8c32-6a78-3e8c-8dbbbac93b08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 16, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q• A•••••••• L••	No RAUM reported	Apr 10, 2024	n/a	yes	Wilmington, NC	Current employment
M••••••••• A•••••••• L••	Independent wealth	Jun 23, 2023	Dec 1, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• A•••••••• L••	Q• A•••••••• L••	Dec 1, 2023	Apr 10, 2024	131	Firm change	Other
A•••• W••••• A•••••••• L••	M••••••••• A•••••••• L••	Jun 29, 2023	Jun 23, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
145488:324239:NY:2023-06-29	Jun 29, 2023	Jun 23, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (8)

→ Q• A•••••••• L••Registered adviserregistration: current employment
Apr 10, 2024 to presentfactForm ADV
→ M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 23, 2023 to Dec 1, 2023factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2022 to Jun 29, 2023factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1c3fc49-8c32-6a78-3e8c-8dbbbac93b08
First observed: Feb 16, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.