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RIA / WealthAdvisor28 years in industry

CHRISTOPHER MICHAEL PRADO

Advisor at ELLSWORTH ADVISORS, LLC

HUDSON, OH

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Search this name across graphsid dfx:ria:b1f10c9e-9687-4049-d8b0-794ebcf5c271

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ELLSWORTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 31, 1998
First registration: Mar 2, 2005
Dual registered: no
Other names: CHRISTOPHER PRADO
IAPD individual key: 3095346

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ELLSWORTH ADVISORS, LLC	Independent wealth	May 6, 2024	n/a	yes	HUDSON, OH	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 27, 2019	May 10, 2024	no	HUDSON, OH	Previous registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Asset manager	May 13, 2010	Sep 11, 2019	no	BOSTON, MA	Previous registration
FEDERATED SECURITIES CORP.	No RAUM reported	Nov 11, 2009	Sep 11, 2019	no	PITTSBURGH, PA\|PITTSBURGH, PA	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Mar 2, 2005	Sep 11, 2019	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	ELLSWORTH ADVISORS, LLC	May 10, 2024	May 6, 2024	-4	Firm change	Ibd to RIA
FEDERATED INVESTMENT COUNSELING	FEDERATED SECURITIES CORP.	Sep 11, 2019	Nov 11, 2009	-3,591	Channel change	Other
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 11, 2019	Aug 27, 2019	-15	Firm change	Other
FEDERATED SECURITIES CORP.	MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Sep 11, 2019	May 13, 2010	-3,408	Channel change	Other

Relationships

Registered with (5)

→ ELLSWORTH ADVISORS, LLCRegistered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 27, 2019 to May 10, 2024factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Mar 2, 2005 to Sep 11, 2019factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserregistration: previous registration
May 13, 2010 to Sep 11, 2019factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserregistration: previous registration
Nov 11, 2009 to Sep 11, 2019factForm ADV

Dated events

Occurred
May 10, 2024
Advisor changed firm
Christopher Michael Prado left Raymond James Financial Services Advisors, Inc for Ellsworth Advisors, Llc (registered 2024-05-06)
Form ADVobserved 6 days ago