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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

Jared Lee Johnson

Advisor at SCHWAB WEALTH ADVISORY, INC.

Westlake, TX

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Search this name across graphsid dfx:ria:b24a6bf3-a5d3-868d-cb32-0a5fbf7b740a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 2, 2005
First registration: Apr 4, 2005
Dual registered: yes, broker-dealer
Other names: JARED JOHNSON
IAPD individual key: 4904945

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Mar 11, 2026	n/a	yes	Westlake, TX	Current employment
EP WEALTH ADVISORS	Independent wealth	Aug 11, 2023	Mar 3, 2026	no	DALLAS, TX\|TORRANCE, CA	Previous registration
Bakeravenue	Independent wealth	Jan 3, 2013	May 30, 2023	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SOUTHLAKE, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 4, 2009	Jan 3, 2013	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 4, 2009	Jan 3, 2013	no	FORT WORTH, TX\|WestLake, TX\|FORT WORTH, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 4, 2005	Feb 21, 2007	no	FT. WORTH, TX\|FT. WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EP WEALTH ADVISORS	SCHWAB WEALTH ADVISORY, INC.	Mar 3, 2026	Mar 11, 2026	8	Firm change	Other
Bakeravenue	EP WEALTH ADVISORS	May 30, 2023	Aug 11, 2023	73	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Bakeravenue	Jan 3, 2013	Jan 3, 2013	0	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 3, 2013	Mar 4, 2009	-1,401	Channel change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	TD AMERITRADE, INC.	Feb 21, 2007	Mar 4, 2009	742	Firm change after gap	Other

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
Aug 11, 2023 to Mar 3, 2026factForm ADV
→ BAKERAVENUERegistered adviserregistration: previous registration
Jan 3, 2013 to May 30, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 4, 2009 to Jan 3, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 4, 2009 to Jan 3, 2013factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 4, 2005 to Feb 21, 2007factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
Jared Lee Johnson left Ep Wealth Advisors for Schwab Wealth Advisory, Inc. (registered 2026-03-11)
Form ADVobserved 4 days ago
Occurred
May 30, 2023
Advisor changed firm
Jared Lee Johnson left Bakeravenue for Ep Wealth Advisors (registered 2023-08-11)
Form ADVobserved 4 days ago