RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• J••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Mar 11, 2026 · Westlake, Tx
- E• W••••• A••••••• independent RIAAug 11, 2023 to Mar 3, 2026 · Dallas, Tx
- B••••••••• independent RIAJan 3, 2013 to May 30, 2023 · San Francisco, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 4, 2009 to Jan 3, 2013 · Fort Worth, Tx
- T• A••••••••• I••• formerMar 4, 2009 to Jan 3, 2013 · Fort Worth, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 4, 2005 to Feb 21, 2007 · Ft. Worth, Tx
- E• W••••• A••••••• to S••••• W••••• A•••••••• I•••left Mar 3, 2026, registered Mar 11, 2026 (8 days) · Other
- B••••••••• to E• W••••• A•••••••left May 30, 2023, registered Aug 11, 2023 (73 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to B•••••••••left Jan 3, 2013, registered Jan 3, 2013 (0 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 3, 2013, registered Mar 4, 2009 (-1401 days) · channel change inside one enterprise, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to T• A••••••••• I•••left Feb 21, 2007, registered Mar 4, 2009 (742 days) · Other
- J•••• L•• J•••••• left E• W••••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2026-03-11)Mar 3, 2026 · Advisor changed firm · fact
- J•••• L•• J•••••• left Bakeravenue for E• W••••• A••••••• (registered 2023-08-11)May 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address