RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• F•••••• B•••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Jul 31, 2019 · Cleveland, Oh
- G•••••• L•• formerSep 16, 2015 to Dec 11, 2019 · Memphis, Tn
- L••••• W••••• M••••••••• L•• independent RIANov 6, 2013 to Oct 1, 2015 · Memphis, Tn
- F•••••••• T••••••• I••• formerApr 2, 2008 to Oct 31, 2013 · San Rafael, Ca
- L•• F•••••••• L•• BD affiliatedMar 21, 2007 to Apr 8, 2008 · Memphis, Tn
- P•••••• C••••••••• G••••• I••• unclassifiedJul 21, 2004 to Apr 10, 2007 · Memphis, Tn
- G•••••• L•• to C••• I••••••••• A••••••• S•••••••• L••left Dec 11, 2019, registered Jul 31, 2019 (-133 days) · Other · moved with a team
- L••••• W••••• M••••••••• L•• to G•••••• L••left Oct 1, 2015, registered Sep 16, 2015 (-15 days) · Other
- F•••••••• T••••••• I••• to L••••• W••••• M••••••••• L••left Oct 31, 2013, registered Nov 6, 2013 (6 days) · Other
- L•• F•••••••• L•• to F•••••••• T••••••• I•••left Apr 8, 2008, registered Apr 2, 2008 (-6 days) · Other
- P•••••• C••••••••• G••••• I••• to L•• F•••••••• L••left Apr 10, 2007, registered Mar 21, 2007 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address