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Advisor at CETERA INVESTMENT ADVISERS LLC
TAYLOR, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 6, 2024 | n/a | yes | TAYLOR, AZ | Current employment |
| VERUS CAPITAL PARTNERS, LLC | Independent wealth | Jan 1, 2015 | Jan 10, 2025 | no | HOLBROOK, AZ|SHOW LOW, AZ | Previous registration |
| VERUS CAPITAL PARTNERS, LLC | Independent wealth | Nov 20, 2013 | Dec 31, 2014 | no | HOLBROOK, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 20, 2011 | Nov 4, 2013 | no | MIAMI, AZ|SCOTTSDALE, AZ|PINETOP, AZ|SCOTTSDALE, AZ|WINSLOW, AZ|CHINLE, AZ|WINDOW ROCK, AZ|WHITERIVER, AZ|TUBA CITY, AZ|KAYENTA, AZ|PINETOP, AZ|MIAMI, AZ|HOLBROOK, AZ|CHINLE, AZ|WINSLOW, AZ|KAYENTA, AZ|TUBA CITY, AZ|WINDOW ROCK, AZ|WHITERIVER, AZ|PAYSON, AZ|FLAGSTAFF, AZ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 27, 2008 | Dec 13, 2011 | no | LAKE SIDE, AZ|LAKE SIDE, AZ|PAYSON, AZ|SHOW LOW, AZ | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Apr 20, 2005 | Oct 13, 2008 | no | COTO DE CAZA, CA|LAKESIDE, AZ|RIVERSIDE, CA|BUCKEYE, AZ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 25, 2002 | Jan 9, 2004 | no | RIVERSIDE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VERUS CAPITAL PARTNERS, LLC | CETERA INVESTMENT ADVISERS LLC | Jan 10, 2025 | Dec 6, 2024 | -35 | Firm change after gap | RIA to ibd |
| WELLS FARGO ADVISORS | VERUS CAPITAL PARTNERS, LLC | Nov 4, 2013 | Nov 20, 2013 | 16 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO ADVISORS | Dec 13, 2011 | Dec 20, 2011 | 7 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | CHASE INVESTMENT SERVICES CORP. | Oct 13, 2008 | Oct 27, 2008 | 14 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | INVESTORS CAPITAL ADVISORY | Jan 9, 2004 | Apr 20, 2005 | 467 | Firm change after gap | Other |