DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• S•••••• J•••• R•••

C••••• I••••••••• A••••••• L••BD affiliatedTaylor, Azdual registrantIAPD 4515554

Feed of 09/14/2026

Also filed as H••••• Houchens

At current firm

1 y

since Dec 6, 2024

In the industry

24 y

since Jun 24, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Dec 6, 2024 · Taylor, Az
V•••• C•••••• P•••••••• L•• independent RIA
Jan 1, 2015 to Jan 10, 2025 · Holbrook, Az
V•••• C•••••• P•••••••• L•• independent RIA
Nov 20, 2013 to Dec 31, 2014 · Holbrook, Az
W•••• F•••• A••••••• wirehouse
Dec 20, 2011 to Nov 4, 2013 · Miami, Az
C•••• I••••••••• S••••••• C•••• former
Oct 27, 2008 to Dec 13, 2011 · Lake Side, Az
I•••••••• C•••••• A••••••• former
Apr 20, 2005 to Oct 13, 2008 · Coto De Caza, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 25, 2002 to Jan 9, 2004 · Riverside, Ca

Moves

a registration end followed by a registration begin elsewhere

V•••• C•••••• P•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 10, 2025, registered Dec 6, 2024 (-35 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to V•••• C•••••• P•••••••• L••
left Nov 4, 2013, registered Nov 20, 2013 (16 days) · Other
C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
left Dec 13, 2011, registered Dec 20, 2011 (7 days) · Other
I•••••••• C•••••• A••••••• to C•••• I••••••••• S••••••• C••••
left Oct 13, 2008, registered Oct 27, 2008 (14 days) · Other
A••••••••• F•••••••• S•••••••• L•• to I•••••••• C•••••• A•••••••
left Jan 9, 2004, registered Apr 20, 2005 (467 days) · Other

Signals

H••••• S•••••• J•••• R••• left V•••• C•••••• P•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-12-06)
Jan 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address