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K•••••• P•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K•••••• P•••••• A•••••

Advisor at O•••••••

Coral Springs, FL | BEACHWOOD, OH

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Search this name across graphsid dfx:ria:b2baa509-98b5-f374-ef77-1da50f0dba6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Oct 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 10

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Jun 15, 2018	n/a	yes	Coral Springs, FL\|BEACHWOOD, OH	Current employment
H••••• R••••	Former SEC adviser	Jan 24, 2017	Jul 10, 2018	no	Coral Springs, FL\|CHARLOTTE, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••	O•••••••	Jul 10, 2018	Jun 15, 2018	-25	Firm change	RIA to RIA
W•••• F•••• A•••••••	H••••• R••••	Jan 18, 2017	Jan 24, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170037:283087:NC:2018-07-10	Jul 10, 2018	Jun 15, 2018	CHARLOTTE, NC	Firm change
11025:170037:FL:2017-01-18	Jan 18, 2017	Jan 24, 2017	CORAL SPRINGS, FL	Firm change

Relationships

Registered with (11)

→ O•••••••Registered adviserregistration: current employment
Jun 15, 2018 to presentfactForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Jan 24, 2017 to Jul 10, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2013 to Jan 18, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2baa509-98b5-f374-ef77-1da50f0dba6d
First observed: Oct 1, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.