DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roberta Tondo
Certified Financial Planner
Feed of 09/14/2026
Also filed as Roberta Tondo
At current firm
0 y
since Mar 19, 2026
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- White Lighthouse Investment Management, Inc. independent RIA currentsince Mar 19, 2026 · Bedford, Ma
- Northwestern Mutual Investment Services,LLC no RAUMAug 7, 2024 to Mar 5, 2026 · Charlotte, Nc
- Vanguard Advisers, Inc. BD affiliatedFeb 7, 2017 to Sep 8, 2022 · Charlotte, Nc
- Ameriprise Financial Services, LLC national BDNov 21, 2014 to Jan 30, 2017 · Statesville, Nc
Moves
a registration end followed by a registration begin elsewhere
- Northwestern Mutual Investment Services,LLC to White Lighthouse Investment Management, Inc.left Mar 5, 2026, registered Mar 19, 2026 (14 days) · Other
- Vanguard Advisers, Inc. to Northwestern Mutual Investment Services,LLCleft Sep 8, 2022, registered Aug 7, 2024 (699 days) · Other
- Ameriprise Financial Services, LLC to Vanguard Advisers, Inc.left Jan 30, 2017, registered Feb 7, 2017 (8 days) · Other
Signals
- Roberta Tondo left Northwestern Mutual Investment Services,Llc for White Lighthouse Investment Management, Inc. (registered 2026-03-19)Mar 5, 2026 · Advisor changed firm · fact
- Roberta Tondo left Vanguard Advisers, Inc. for Northwestern Mutual Investment Services,Llc (registered 2024-08-07)Sep 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address