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R•••••• W•••• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

R•••••• W•••• K••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Issaquah, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b380c92e-5ec4-17bf-19dc-5064742e04e5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 12, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Oct 3, 2022	n/a	yes	ALPHARETTA, GA\|Issaquah, WA	Current employment
T•••• I••••••••• M•••••••••	Former SEC adviser	Dec 11, 2018	Nov 15, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••• W••••• M•••••••••	Aug 16, 2024	Aug 21, 2015	-3,283	Firm change after gap	Other
T•••• I••••••••• M•••••••••	M•••• F•••••••• A•••••••	Nov 15, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
297699:142457:WA:2022-11-15	Nov 15, 2022	Oct 3, 2022	ISSAQUAH, WA	Firm change after gap

Relationships

Registered with (4)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2005 to Aug 16, 2024factForm ADV
→ T•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Dec 11, 2018 to Nov 15, 2022factForm ADV
→ P••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Aug 16, 2024
Advisor changed firm
R•••••• W•••• K•• left L•• F•••••••• L•• for P••• W••••• M••••••••• (registered 2015-08-21)
Form ADVobserved 7 days ago
Occurred
Nov 15, 2022
Advisor changed firm
R•••••• W•••• K•• left T•••• I••••••••• M••••••••• for M•••• F•••••••• A••••••• (registered 2022-10-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b380c92e-5ec4-17bf-19dc-5064742e04e5
First observed: Aug 12, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.