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G•••••••• R•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

G•••••••• R•••••••• C•••••• M••••••••• L••

CRD 158084

PORTLAND, OR

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Search this name across graphsid dfx:ria:765669d3-446b-a608-5406-ce91e59d0918

Data as of Apr 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 4
On other graphs: 0
Observed: Mar 15, 2012 to Apr 29, 2021
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2021-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••••• T••• F••• F••• L•	Other Private Fund	$74.0M	Apr 29, 2021	7	Mar 15, 2012	reported	021-103122

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• R••••••••• I•••	PARENT COMPANY	E	yes	09/2009	Mar 15, 2012	Apr 29, 2021
G••••••••• T•••••• E•••	CHIEF COMPLIANCE OFFICER, DIRECTOR	Na	yes	12/2012	Apr 1, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••• A•••••••• L••	n/a	Former SEC adviser	$436B	N	yes	n/a
T•••••••• I••••••••• M••••••••• L••	n/a	Asset manager	$292B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.3B	$1.3B	-0.8%	$1.8B	-9.1%	49	49	0	0

Relationships

Affiliated with (20)

← N•• I••••••••• M••••••••• C••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← S•••• B•••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ T••• K••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ N••••• F••• A•••••••• L••Registered adviserother investment adviser, bank, common control

Dated events

Occurred
Apr 29, 2021
Control person joined
M•••• C••••••••• L••••• (Chief Executive Officer) appeared on Schedule A of G•••••••• R•••••••• C•••••• M••••••••• L••
Form ADVobserved 6 days ago
Occurred
Apr 29, 2021
Control person left
Lee Jeffery Nuss (President) no longer on Schedule A of G•••••••• R•••••••• C•••••• M••••••••• L•• (listed 2021-03-31, absent 2021-04-29)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Travis Lincoln Bach (Chief Financial Officer) no longer on Schedule A of G•••••••• R•••••••• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2021-03-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:765669d3-446b-a608-5406-ce91e59d0918
First observed: Mar 15, 2012
Last observed: Apr 29, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.