DFX Intelligence
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Reading the graph
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Advisor at W•••••••• P•••••••• L••
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••••• P•••••••• L•• | Independent wealth | Feb 25, 2016 | n/a | yes | Los Angeles, CA | Current employment |
| T•••••• C••••••• L•• | Former SEC adviser | Oct 9, 2014 | Jan 4, 2016 | no | LOS ANGELES, CA|SOUTHFIELD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••••• C••••••• L•• | W•••••••• P•••••••• L•• | Jan 4, 2016 | Feb 25, 2016 | 52 | Firm change | Other |
| R•• S••••••••• I••• | T•••••• C••••••• L•• | Sep 30, 2014 | Oct 9, 2014 |
| R•• S••••••••• I••• | Bd affiliated wealth | Feb 26, 2014 | Sep 30, 2014 | no | LOS ANGELES, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 31, 2007 | May 20, 2008 | no | ENCINO, CA | Previous registration |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•• S••••••••• I••• | May 20, 2008 | Feb 26, 2014 | 2,108 | Firm change after gap | Other |