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Advisor at WEALTH TEAMS ALLIANCE
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH TEAMS ALLIANCE | Independent wealth | Jan 25, 2017 | n/a | yes | IRVINE, CA | Current employment |
| TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. | Independent wealth | Mar 19, 2014 | Apr 9, 2019 | no | COSTA MESA, CA | Previous registration |
| ALEXANDER BEARD (USA) INC. | Independent wealth | May 11, 2012 | Feb 8, 2017 | no | ELLESMERE PORT, CHESHIRE | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Sep 14, 2010 | Feb 28, 2011 | no | HAYS, KS|IRVINE, CA | Previous registration |
| JOSEPH L. CANNAVA | n/a | Oct 22, 2007 | Jul 18, 2011 | no | IRVINE, CA | Previous registration |
| BAKER JENSEN INVESTMENT ADVISORS, LLC | Former SEC adviser | Aug 24, 1995 | Jul 5, 2022 | no | SAN CLEMENTE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAKER JENSEN INVESTMENT ADVISORS, LLC | JOSEPH L. CANNAVA | Jul 5, 2022 | Oct 22, 2007 | -5,370 | Firm change after gap | Other |
| TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. | WEALTH TEAMS ALLIANCE | Apr 9, 2019 | Jan 25, 2017 | -804 | Firm change after gap | RIA to RIA |
| ALEXANDER BEARD (USA) INC. | TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. | Feb 8, 2017 | Mar 19, 2014 | -1,057 | Firm change after gap | Other |
| JOSEPH L. CANNAVA | INDEPENDENT FINANCIAL GROUP, LLC | Jul 18, 2011 | Sep 14, 2010 | -307 | Firm change after gap | Other |
| INDEPENDENT FINANCIAL GROUP, LLC | ALEXANDER BEARD (USA) INC. | Feb 28, 2011 | May 11, 2012 | 438 | Firm change after gap | Other |