RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•• E••••• B••••
- W••••• T•••• A••••••• i••••••••• wealth currentsince Jan 25, 2017 · Irvine, Ca
- T•• E•••••••• A•••• M••••••••• S•••••••• I••• i••••••••• wealthMar 19, 2014 to Apr 9, 2019 · Costa Mesa, Ca
- A•••••••• B•••• •••• I••• i••••••••• wealthMay 11, 2012 to Feb 8, 2017 · Ellesmere Port, Cheshire
- I••••••••• F•••••••• G••••• L•• BD affiliatedSep 14, 2010 to Feb 28, 2011 · Hays, Ks
- J••••• L• C•••••• unclassifiedOct 22, 2007 to Jul 18, 2011 · Irvine, Ca
- B•••• J••••• I••••••••• A•••••••• L•• formerAug 24, 1995 to Jul 5, 2022 · San Clemente, Ca
- B•••• J••••• I••••••••• A•••••••• L•• to J••••• L• C••••••left Jul 5, 2022, registered Oct 22, 2007 (-5370 days) · Other
- T•• E•••••••• A•••• M••••••••• S•••••••• I••• to W••••• T•••• A•••••••left Apr 9, 2019, registered Jan 25, 2017 (-804 days) · RIA to RIA
- A•••••••• B•••• •••• I••• to T•• E•••••••• A•••• M••••••••• S•••••••• I•••left Feb 8, 2017, registered Mar 19, 2014 (-1057 days) · Other
- J••••• L• C•••••• to I••••••••• F•••••••• G••••• L••left Jul 18, 2011, registered Sep 14, 2010 (-307 days) · Other
- I••••••••• F•••••••• G••••• L•• to A•••••••• B•••• •••• I•••left Feb 28, 2011, registered May 11, 2012 (438 days) · Other
- G•• E••••• B•••• left B•••• J••••• I••••••••• A•••••••• L•• for J••••• L• C•••••• (registered 2007-10-22)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address