RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Steven Paul Sutton
- Professional profile
- linkedin.com/in/steven-sutton-b174827reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Sanctuary Advisors, LLC BD affiliated currentsince Jan 14, 2021 · Miami, Fl
- Northview Asset Management, Inc. formerJan 22, 2016 to Jan 7, 2021 · Austin, Tx
- World Equity Group, Inc. BD affiliatedMar 14, 2014 to Jan 7, 2016 · Austin, Tx
- International Assets Investment Management, LLC BD affiliatedMay 21, 2012 to Mar 17, 2014 · Orlando, Fl
- Woodstock Financial Group, Inc. formerJan 18, 2011 to Apr 27, 2012 · Austin, Tx
- Northview Asset Management, Inc. to Sanctuary Advisors, LLCleft Jan 7, 2021, registered Jan 14, 2021 (7 days) · Other · moved with a team
- World Equity Group, Inc. to Northview Asset Management, Inc.left Jan 7, 2016, registered Jan 22, 2016 (15 days) · Other · moved with a team
- International Assets Investment Management, LLC to World Equity Group, Inc.left Mar 17, 2014, registered Mar 14, 2014 (-3 days) · Other
- Woodstock Financial Group, Inc. to International Assets Investment Management, LLCleft Apr 27, 2012, registered May 21, 2012 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address