DFX Intelligence

E•••• B••••• I••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

E•••• B••••• I••••••••• M••••••••• I•••

E•••• B••••• INVESTMENT MANAGEMENT, INC., CRD 110649

ST PETERSBURG, FL

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Search this name across graphsid dfx:ria:b4fd6ba6-938a-5aba-7f26-6c7b5cb621c1

Data as of Apr 10, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Apr 10, 2019
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $15.2Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• J••••• C•••••	Director	Na	yes	09/2007	Dec 23, 2011	Apr 10, 2019
E•••• A•••• M••••••••• I••	PARENT COMPANY	E	yes	12/2007	Dec 23, 2011	Apr 10, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• J•••• • A••••••••• I•••	n/a	National bd RIA	$501B	N	yes	n/a
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	n/a	Bd affiliated wealth	$390B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Stowe	Vt	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.0B	$1.0B	1.4%	$784M	10.1%	24	24	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••••••• C•••••• B•••••• L••	2	Jan 12, 2015	Jun 20, 2016	B•••••, MA	Team lift out	Other	100.0%

Relationships

Affiliated with (10)

→ C••••• G••••• I•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ E•••• A•••• M••••••••• I••Registered adviserother investment adviser, control, common control
factForm ADV
→ S•••• I••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ C•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4fd6ba6-938a-5aba-7f26-6c7b5cb621c1
First observed: Dec 23, 2011
Last observed: Apr 10, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.