DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Eagle Boston Investment Managment, Inc.

Former SEC-registered adviserSt Petersburg, FloridaCRD 110649SEC 801-55776IAPD
Legal name Eagle Boston Investment Management, Inc.
Latest filing Apr 10, 2019
First filing on the tape Dec 23, 2011 · 15 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
1.5%
$15.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.0B as of Dec 3, 2018
Dec 23, 2011$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Dec 3, 2018
Dec 20, 20122 then
Employees (5.A)24 as of Dec 3, 2018
Dec 20, 201224 then
Private funds: no history
RAUM +1.4% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 10, 2019; every figure names its basis
RAUM per advisor
$524MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
84%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
12.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+1.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$836M80%
  • Pooled investment vehicles$150M14%
  • Charitable organizations$41.0M3.9%
  • Individuals$15.2M1.5%
  • Corporations and businesses$5.2M0.5%
Individual clients
23reported
HNW clients
n/areported
Pension plan clients
6reported
Charitable clients
6reported
Accounts
40reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $15.2M managedreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Cooper James Abbott · Directorcontrol
        since 09/2007 · owns less than 5%
      • Daniel Damian Sousa · Chief Compliance Officercontrol
        since 02/2003 · owns less than 5%
      • Christian Eric Wilwant · Director
        since 12/2013 · owns less than 5%
      Entity owners
      • Eagle Asset Management Inc · Parent Company
        direct · owns 75% or more
      • Raymond James Financial, Inc. · Parent Of Eagle
        indirect · owns 75% or more of Eagle Asset Management, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Eagle Boston Investment Managment, Inc. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Stowe, VT3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 110 to 40
        Dec 13, 2017 to Dec 3, 2018
      • Charity clients · 8 to 6
        Dec 13, 2017 to Dec 3, 2018
      • Corporate clients · 3 to 1
        Dec 13, 2017 to Dec 3, 2018
      • Individual clients · 93 to 23
        Dec 13, 2017 to Dec 3, 2018
      • Pension plan clients · 5 to 6
        Dec 13, 2017 to Dec 3, 2018
      • Legal name · EAGLE BOSTON INVESTMENT MANAGMENT, INC. to EAGLE BOSTON INVESTMENT MANAGEMENT, INC.
        Dec 13, 2017 to Dec 3, 2018
      • Discretionary RAUM · $1.0B to $1.0B
        Dec 13, 2017 to Dec 3, 2018
      • Individual RAUM · $25.9M to $15.2M
        Dec 13, 2017 to Dec 3, 2018
      • Non-discretionary RAUM · $13.2M to $15.2M
        Dec 13, 2017 to Dec 3, 2018
      • Pension RAUM · $825M to $836M
        Dec 13, 2017 to Dec 3, 2018
      • Pooled vehicle RAUM · $109M to $150M
        Dec 13, 2017 to Dec 3, 2018
      • RAUM · $1.0B to $1.0B
        Dec 13, 2017 to Dec 3, 2018
      • Wrap assets (manager) · $25.9M to $15.2M
        Dec 13, 2017 to Dec 3, 2018
      • Accounts · 94 to 110
        Jan 25, 2017 to Dec 13, 2017
      • Charity clients · unset to 8.0
        Jan 25, 2017 to Dec 13, 2017
      • Corporate clients · unset to 3.0
        Jan 25, 2017 to Dec 13, 2017
      • Individual clients · unset to 93.0
        Jan 25, 2017 to Dec 13, 2017
      • Pension plan clients · unset to 5.0
        Jan 25, 2017 to Dec 13, 2017
      • Pooled vehicle clients · unset to 2.0
        Jan 25, 2017 to Dec 13, 2017
      • Other offices · unset to 1.0
        Jan 25, 2017 to Dec 13, 2017
      • Discretionary RAUM · $816M to $1.0B
        Jan 25, 2017 to Dec 13, 2017
      • Individual RAUM · unset to 25851807.0
        Jan 25, 2017 to Dec 13, 2017
      • Non-discretionary RAUM · $10.0M to $13.2M
        Jan 25, 2017 to Dec 13, 2017
      • Pension RAUM · unset to 824674364.0
        Jan 25, 2017 to Dec 13, 2017
      • Pooled vehicle RAUM · unset to 108578413.0
        Jan 25, 2017 to Dec 13, 2017
      • RAUM · $826M to $1.0B
        Jan 25, 2017 to Dec 13, 2017
      • Wrap assets (manager) · unset to 25851807.0
        Jan 25, 2017 to Dec 13, 2017
      • Wrap assets (sponsor) · unset to 0.0
        Jan 25, 2017 to Dec 13, 2017
      • Accounts · 104 to 94
        Jun 17, 2016 to Nov 23, 2016
      • Employees · 26 to 24
        Jun 17, 2016 to Nov 23, 2016
      • Discretionary RAUM · $775M to $816M
        Jun 17, 2016 to Nov 23, 2016
      • Non-discretionary RAUM · $10.0M to $10.0M
        Jun 17, 2016 to Nov 23, 2016
      • RAUM · $784M to $826M
        Jun 17, 2016 to Nov 23, 2016
      • Accounts · 464 to 104
        Dec 12, 2014 to Dec 1, 2015
      • Advisory employees · 8 to 5
        Dec 12, 2014 to Dec 1, 2015
      • Discretionary RAUM · $1.9B to $775M
        Dec 12, 2014 to Dec 1, 2015
      • Non-discretionary RAUM · $22.6M to $10.0M
        Dec 12, 2014 to Dec 1, 2015
      • RAUM · $1.9B to $784M
        Dec 12, 2014 to Dec 1, 2015
      • RAUM · $2.0B to $1.9B
        Dec 18, 2013 to Dec 12, 2014
      • Accounts · 516 to 464
        Dec 18, 2013 to Dec 12, 2014
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026