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RIA / WealthAdvisor14 years in industry

Arif Madad Ali

Advisor at AA WEALTH STRATEGIES LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:b500fe0d-9916-3a8c-7858-6b1e41cc7ecd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AA WEALTH STRATEGIES LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Dec 3, 2014
First registration: Dec 4, 2014
Dual registered: no
IAPD individual key: 6416987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AA WEALTH STRATEGIES LLC	State registered	May 31, 2022	n/a	yes	AUSTIN, TX	Current employment
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jan 29, 2019	Jun 5, 2024	no	Austin, TX\|WHEATON, IL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jan 26, 2018	Feb 12, 2019	no	AUSTIN, TX\|SARASOTA, FL	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Sep 5, 2017	Jan 25, 2018	no	Austin, TX	Previous registration
ARCHER INVESTMENT CORPORATION	Independent wealth	Dec 4, 2014	Sep 6, 2017	no	AUSTIN, TX\|CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE CAPITAL MANAGEMENT LLC	AA WEALTH STRATEGIES LLC	Jun 5, 2024	May 31, 2022	-736	Firm change after gap	RIA to state RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Feb 12, 2019	Jan 29, 2019	-14	Firm change	Ibd to RIA
1ST GLOBAL ADVISORS INC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jan 25, 2018	Jan 26, 2018	1	Firm change	Other
ARCHER INVESTMENT CORPORATION	1ST GLOBAL ADVISORS INC	Sep 6, 2017	Sep 5, 2017	-1	Firm change	Other

Relationships

Registered with (5)

→ AA WEALTH STRATEGIES LLCRegistered adviserregistration: current employment
May 31, 2022 to presentfactForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 29, 2019 to Jun 5, 2024factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jan 26, 2018 to Feb 12, 2019factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Sep 5, 2017 to Jan 25, 2018factForm ADV
→ ARCHER INVESTMENT CORPORATIONRegistered adviserregistration: previous registration
Dec 4, 2014 to Sep 6, 2017factForm ADV

Dated events

Occurred
Jun 5, 2024
Advisor changed firm
Arif Madad Ali left Brookstone Capital Management Llc for Aa Wealth Strategies Llc (registered 2022-05-31)
Form ADVobserved 6 days ago