DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

MICHAEL RAY MCPEEK

Advisor at EXODUS WEALTH, LLC

Sylvania, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5876dcd-81bb-4016-814c-ce12e643d4ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EXODUS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 2, 1992
First registration: Feb 19, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL R MCPEEK|MIKE MCPEEK
IAPD individual key: 1715323

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EXODUS WEALTH, LLC	Independent wealth	Jan 6, 2020	n/a	yes	Sylvania, OH	Current employment
EXODUS WEALTH, LLC	Independent wealth	Jul 22, 2015	Dec 31, 2019	no	SYLVANIA, OH\|FORT LAUDERDALE, FL	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 29, 2014	Jul 23, 2015	no	SYLVANIA, OH	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Dec 9, 2010	Apr 16, 2014	no	TAMPA, FL	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	May 23, 2008	Dec 8, 2008	no	SYLVANIA, OH\|LOVELAND, OH\|SYLVANIA, OH	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 15, 2006	May 2, 2008	no	SYLVANIA, OH\|DUBLIN, OH\|SYLVANIA, OH	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jun 24, 2003	Mar 13, 2006	no	SYLVANIA, OH	Previous registration
LOCUST STREET SECURITIES, INC.	n/a	Feb 19, 2002	Jun 3, 2003	no	SYLVANIA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	EXODUS WEALTH, LLC	Jul 23, 2015	Jul 22, 2015	-1	Firm change	Other
J. W. COLE ADVISORS, INC.	PARK AVENUE SECURITIES LLC	Apr 16, 2014	May 29, 2014	43	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	J. W. COLE ADVISORS, INC.	Dec 8, 2008	Dec 9, 2010	731	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	HORNOR, TOWNSEND & KENT, LLC	May 2, 2008	May 23, 2008	21	Firm change	Other
AMERITAS ADVISORY SERVICES	NEW ENGLAND SECURITIES CORPORATION	Mar 13, 2006	Mar 15, 2006	2	Firm change	Other
LOCUST STREET SECURITIES, INC.	AMERITAS ADVISORY SERVICES	Jun 3, 2003	Jun 24, 2003	21	Firm change	Other

Relationships

Registered with (7)

→ EXODUS WEALTH, LLCRegistered adviserregistration: previous registration
Jul 22, 2015 to Dec 31, 2019factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 29, 2014 to Jul 23, 2015factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Dec 9, 2010 to Apr 16, 2014factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
May 23, 2008 to Dec 8, 2008factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 15, 2006 to May 2, 2008factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 24, 2003 to Mar 13, 2006factForm ADV
→ LOCUST STREET SECURITIES, INC.Registered adviserregistration: previous registration
Feb 19, 2002 to Jun 3, 2003factForm ADV

Dated events

No dated event names this entity yet.