DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Ray Mcpeek
Feed of 09/14/2026
Also filed as Michael R Mcpeek
At current firm
6 y
since Jan 6, 2020
In the industry
33 y
since Nov 2, 1992 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Exodus Wealth, LLC independent RIA currentsince Jan 6, 2020 · Sylvania, Oh
- Exodus Wealth, LLC independent RIAJul 22, 2015 to Dec 31, 2019 · Sylvania, Oh
- Park Avenue Securities LLC BD affiliatedMay 29, 2014 to Jul 23, 2015 · Sylvania, Oh
- J. W. Cole Advisors, Inc. BD affiliatedDec 9, 2010 to Apr 16, 2014 · Tampa, Fl
- Hornor, Townsend & Kent, LLC independent RIAMay 23, 2008 to Dec 8, 2008 · Sylvania, Oh
- New England Securities Corporation formerMar 15, 2006 to May 2, 2008 · Sylvania, Oh
- Ameritas Advisory Services formerJun 24, 2003 to Mar 13, 2006 · Sylvania, Oh
- Locust Street Securities, Inc. unclassifiedFeb 19, 2002 to Jun 3, 2003 · Sylvania, Oh
Moves
a registration end followed by a registration begin elsewhere
- Park Avenue Securities LLC to Exodus Wealth, LLCleft Jul 23, 2015, registered Jul 22, 2015 (-1 days) · Other
- J. W. Cole Advisors, Inc. to Park Avenue Securities LLCleft Apr 16, 2014, registered May 29, 2014 (43 days) · Other
- Hornor, Townsend & Kent, LLC to J. W. Cole Advisors, Inc.left Dec 8, 2008, registered Dec 9, 2010 (731 days) · Other
- New England Securities Corporation to Hornor, Townsend & Kent, LLCleft May 2, 2008, registered May 23, 2008 (21 days) · Other
- Ameritas Advisory Services to New England Securities Corporationleft Mar 13, 2006, registered Mar 15, 2006 (2 days) · Other
- Locust Street Securities, Inc. to Ameritas Advisory Servicesleft Jun 3, 2003, registered Jun 24, 2003 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address