DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jessi Hawk
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Haleh Hashemi
At current firm
0 y
since Jan 1, 2026
In the industry
18 y
since Jan 7, 2008 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hawk Capital Wealth Management LLC state registered currentsince Jan 1, 2026 · Walnut Creek, Ca
- Sierra Pacific Private Wealth, LLC independent RIAApr 16, 2025 to May 14, 2025 · Pleasanton, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 3, 2018 to Jul 17, 2020 · San Francisco, Ca
- Scottrade Investment Management formerJan 25, 2017 to Mar 8, 2018 · Saint Louis, Mo
- Pruco Securities, LLC no RAUMJul 13, 2016 to Nov 1, 2016 · Walnut Creek, Ca
- Signator Investors, Inc. formerFeb 14, 2014 to Jul 14, 2016 · Lafayette, Ca
- LPL Financial LLC BD affiliatedSep 3, 2013 to Mar 3, 2014 · Walnut Creek, Ca
- Park Avenue Securities LLC BD affiliatedApr 16, 2013 to Sep 23, 2013 · San Francisco, Ca
- Equitable Advisors, LLC national BDFeb 14, 2008 to Mar 20, 2013 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sierra Pacific Private Wealth, LLC to Hawk Capital Wealth Management LLCleft May 14, 2025, registered Jan 1, 2026 (232 days) · RIA to a state-registered adviser
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Sierra Pacific Private Wealth, LLCleft Jul 17, 2020, registered Apr 16, 2025 (1734 days) · Wirehouse to independent RIA
- Scottrade Investment Management to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 8, 2018, registered Apr 3, 2018 (26 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Pruco Securities, LLC to Scottrade Investment Managementleft Nov 1, 2016, registered Jan 25, 2017 (85 days) · Other
- Signator Investors, Inc. to Pruco Securities, LLCleft Jul 14, 2016, registered Jul 13, 2016 (-1 days) · Other
- LPL Financial LLC to Signator Investors, Inc.left Mar 3, 2014, registered Feb 14, 2014 (-17 days) · Other
- Park Avenue Securities LLC to LPL Financial LLCleft Sep 23, 2013, registered Sep 3, 2013 (-20 days) · Other
- Equitable Advisors, LLC to Park Avenue Securities LLCleft Mar 20, 2013, registered Apr 16, 2013 (27 days) · Other
Signals
- Jessi Hawk left Sierra Pacific Private Wealth, Llc for Hawk Capital Wealth Management Llc (registered 2026-01-01)May 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address