DFX Intelligence

J••• C••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••• C••• C••••••

Advisor at L•• F•••••••• L••

LUBBOCK, TX

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Search this name across graphsid dfx:ria:b63873b8-8ad8-1ed1-4799-ecbc51f948e6

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2001 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 14, 2026	n/a	yes	LUBBOCK, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 25, 2022	n/a	yes	Lubbock, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Sep 18, 2026	Sep 14, 2026	-4	Firm change	Ibd to ibd
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 16, 2022	Apr 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:6413:TX:2026-09-18	Sep 18, 2026	Sep 14, 2026	LUBBOCK, TX	Firm change
6413:149018:TX:2022-05-16	May 16, 2022	Apr 25, 2022	PLAINVIEW, TX	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 26, 2012 to May 16, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 25, 2022 to Sep 18, 2026factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2010 to Jul 24, 2012factForm ADV
→ S• J•••• W••••• M•••••••••

Dated events

Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago
Occurred
May 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b63873b8-8ad8-1ed1-4799-ecbc51f948e6
First observed: Mar 19, 2001
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.