RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 14, 2026 · Lubbock, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 25, 2022 · Lubbock, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 25, 2022 · Lubbock, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 25, 2022 to Sep 18, 2026 · Lubbock, Tx
- L•• F•••••••• L•• BD affiliatedJul 26, 2012 to May 16, 2022 · Floydada, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerOct 15, 2010 to Jul 24, 2012 · Houston, Tx
- S• J•••• W••••• M••••••••• unclassifiedApr 1, 2010 to Oct 15, 2010 · Lubbock, Tx
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedMay 14, 2008 to Mar 10, 2010 · Abilene, Tx
- C••••• I••••••••• S••••••• L•• formerMay 21, 2007 to May 14, 2008 · Lubbock, Tx
- M••••• S•••••• D• I••• unclassifiedMar 19, 2001 to Aug 29, 2005 · Lubbock, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Sep 18, 2026, registered Sep 14, 2026 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 16, 2022, registered Apr 25, 2022 (-21 days) · RIA to affiliated broker-dealer or bank · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to L•• F•••••••• L••left Jul 24, 2012, registered Jul 26, 2012 (2 days) · Other
- S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
- B••• C•••••• I••••••••• S••••••••• I•• to S• J•••• W••••• M•••••••••left Mar 10, 2010, registered Apr 1, 2010 (22 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to B••• C•••••• I••••••••• S••••••••• I••left May 14, 2008, registered May 14, 2008 (0 days) · Other
- M••••• S•••••• D• I••• to C••••• I••••••••• S••••••• L••left Aug 29, 2005, registered May 21, 2007 (630 days) · Other
- J••• C••• C•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2026-09-14)Sep 18, 2026 · Advisor changed firm · fact
- J••• C••• C•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-04-25)May 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address