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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

FRANK JOHN ROSALA

Advisor at LINCOLN INVESTMENT

Fort Washington, PA

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Search this name across graphsid dfx:ria:b68a909d-1692-3f9f-4096-b1683fd6171f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINCOLN INVESTMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 30, 2004
First registration: Mar 23, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4497551

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Jan 28, 2022	n/a	yes	Fort Washington, PA	Current employment
AST INVESTMENT SERVICES, INC.	Asset manager	Sep 30, 2015	Nov 11, 2020	no	SHELTON, CT	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 28, 2014	Sep 30, 2015	no	RICHBORO, PA\|PLYMOUTH MEETING, PA\|SOUTHAMPTON, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 23, 2004	Mar 2, 2005	no	WAYNE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AST INVESTMENT SERVICES, INC.	LINCOLN INVESTMENT	Nov 11, 2020	Jan 28, 2022	443	Firm change after gap	Other
CITIZENS SECURITIES, INC.	AST INVESTMENT SERVICES, INC.	Sep 30, 2015	Sep 30, 2015	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIZENS SECURITIES, INC.	Mar 2, 2005	Oct 28, 2014	3,527	Firm change after gap	Other

Relationships

Registered with (4)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Jan 28, 2022 to presentfactForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2015 to Nov 11, 2020factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 28, 2014 to Sep 30, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 23, 2004 to Mar 2, 2005factForm ADV

Dated events

No dated event names this entity yet.