RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• J••• R•••••
- L•••••• I••••••••• independent RIA currentsince Jan 28, 2022 · Fort Washington, Pa
- A•• I••••••••• S•••••••• I••• asset managerSep 30, 2015 to Nov 11, 2020 · Shelton, Ct
- C••••••• S••••••••• I••• BD affiliatedOct 28, 2014 to Sep 30, 2015 · Richboro, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 23, 2004 to Mar 2, 2005 · Wayne, Pa
- A•• I••••••••• S•••••••• I••• to L•••••• I•••••••••left Nov 11, 2020, registered Jan 28, 2022 (443 days) · Other
- C••••••• S••••••••• I••• to A•• I••••••••• S•••••••• I•••left Sep 30, 2015, registered Sep 30, 2015 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Mar 2, 2005, registered Oct 28, 2014 (3527 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address