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RIA / WealthAdvisor19 years in industry

PETER JOSE' D'ARRUDA

Advisor at CAPITAL FINANCIAL ADVISORY GROUP, LLC

APEX, NC

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Search this name across graphsid dfx:ria:b68ab3e1-e4b0-0614-1c43-83aba98ea34b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL FINANCIAL ADVISORY GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Nov 6, 2007
First registration: Dec 11, 2007
Dual registered: no
Other names: PETE JOSE D'ARRUDA|PETER JOSE DARRUDA|PETER DARRUDA
IAPD individual key: 2756672

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Oct 17, 2018	n/a	yes	APEX, NC	Current employment
CAPITAL FINANCIAL ADVISORY GROUP, LLC	State registered	Nov 27, 2012	n/a	yes	APEX, NC	Current employment
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.	Independent wealth	Jul 30, 2020	Dec 15, 2021	no	Apex, NC\|AUSTIN, TX	Previous registration
FREEDOM INVESTMENT MANAGEMENT, INC.	Independent wealth	Aug 23, 2016	Jul 31, 2025	no	Apex, NC	Previous registration
PAYNE CAPITAL MANAGEMENT, LLC	Independent wealth	Jul 18, 2016	Nov 8, 2016	no	Apex, NC\|NEW YORK, NY	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Mar 17, 2010	Dec 10, 2010	no	CARY, NC\|SARASOTA, FL	Previous registration
CAPITAL FINANCIAL ADVISORY GROUP, LLC	State registered	Oct 20, 2008	Dec 31, 2008	no	APEX, NC	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jun 6, 2008	Aug 25, 2008	no	CARY, NC	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 28, 2008	Jun 5, 2008	no	MINNEAPOLIS, MN	Previous registration
CAPITAL FINANCIAL ADVISORY GROUP, LLC	State registered	Dec 11, 2007	Feb 11, 2008	no	APEX, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FREEDOM INVESTMENT MANAGEMENT, INC.	FOUNDATIONS INVESTMENT ADVISORS LLC	Jul 31, 2025	Oct 17, 2018	-2,479	Firm change after gap	RIA to RIA
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.	n/a	Dec 15, 2021	n/a	n/a	Departure no registered destination	Departure
PAYNE CAPITAL MANAGEMENT, LLC	FREEDOM INVESTMENT MANAGEMENT, INC.	Nov 8, 2016	Aug 23, 2016	-77	Firm change after gap	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	CAPITAL FINANCIAL ADVISORY GROUP, LLC	Dec 10, 2010	Nov 27, 2012	718	Firm change after gap	Other
CAPITAL FINANCIAL ADVISORY GROUP, LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Dec 31, 2008	Mar 17, 2010	441	Firm change after gap	Other
HORTER INVESTMENT MANAGEMENT, LLC	CAPITAL FINANCIAL ADVISORY GROUP, LLC	Aug 25, 2008	Oct 20, 2008	56	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	HORTER INVESTMENT MANAGEMENT, LLC	Jun 5, 2008	Jun 6, 2008	1	Firm change	Other
CAPITAL FINANCIAL ADVISORY GROUP, LLC	QUESTAR ASSET MANAGEMENT, INC.	Feb 11, 2008	Feb 28, 2008	17	Firm change	Other

Relationships

Registered with (8)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Oct 17, 2018 to presentfactForm ADV
→ CAPITAL FINANCIAL ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 20, 2008 to Dec 31, 2008factForm ADV
→ FREEDOM INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 23, 2016 to Jul 31, 2025factForm ADV
→ FINANCIAL GRAVITY ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 30, 2020 to Dec 15, 2021factForm ADV
→ PAYNE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 18, 2016 to Nov 8, 2016factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Mar 17, 2010 to Dec 10, 2010factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 6, 2008 to Aug 25, 2008factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 28, 2008 to Jun 5, 2008factForm ADV

Dated events

Occurred
Jul 31, 2025
Advisor changed firm
Peter Jose' D'Arruda left Freedom Investment Management, Inc. for Foundations Investment Advisors Llc (registered 2018-10-17)
Form ADVobserved 3 days ago