DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Jose' D'Arruda
Feed of 09/14/2026
Also filed as Pete Jose D'Arruda
At current firm
13 y
since Nov 27, 2012
In the industry
19 y
since May 1, 2007 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Foundations Investment Advisors LLC independent RIA currentsince Oct 17, 2018 · Apex, Nc
- Capital Financial Advisory Group, LLC state registered currentsince Nov 27, 2012 · Apex, Nc
- Financial Gravity Asset Management, Inc. independent RIAJul 30, 2020 to Dec 15, 2021 · Apex, Nc
- Freedom Investment Management, Inc. independent RIAAug 23, 2016 to Jul 31, 2025 · Apex, Nc
- Payne Capital Management, LLC independent RIAJul 18, 2016 to Nov 8, 2016 · Apex, Nc
- Global Financial Private Capital, Inc. formerMar 17, 2010 to Dec 10, 2010 · Cary, Nc
- Capital Financial Advisory Group, LLC state registeredOct 20, 2008 to Dec 31, 2008 · Apex, Nc
- Horter Investment Management, LLC independent RIAJun 6, 2008 to Aug 25, 2008 · Cary, Nc
- Questar Asset Management, Inc. formerFeb 28, 2008 to Jun 5, 2008 · Minneapolis, Mn
- Capital Financial Advisory Group, LLC state registeredDec 11, 2007 to Feb 11, 2008 · Apex, Nc
Moves
a registration end followed by a registration begin elsewhere
- Freedom Investment Management, Inc. to Foundations Investment Advisors LLCleft Jul 31, 2025, registered Oct 17, 2018 (-2479 days) · RIA to RIA
- Financial Gravity Asset Management, Inc. to no registered destinationleft Dec 15, 2021 · Departure, no registered destination
- Payne Capital Management, LLC to Freedom Investment Management, Inc.left Nov 8, 2016, registered Aug 23, 2016 (-77 days) · Other
- Global Financial Private Capital, Inc. to Capital Financial Advisory Group, LLCleft Dec 10, 2010, registered Nov 27, 2012 (718 days) · Other
- Capital Financial Advisory Group, LLC to Global Financial Private Capital, Inc.left Dec 31, 2008, registered Mar 17, 2010 (441 days) · Other
- Horter Investment Management, LLC to Capital Financial Advisory Group, LLCleft Aug 25, 2008, registered Oct 20, 2008 (56 days) · Other
- Questar Asset Management, Inc. to Horter Investment Management, LLCleft Jun 5, 2008, registered Jun 6, 2008 (1 days) · Other
- Capital Financial Advisory Group, LLC to Questar Asset Management, Inc.left Feb 11, 2008, registered Feb 28, 2008 (17 days) · Other
Signals
- Peter Jose' D'Arruda left Freedom Investment Management, Inc. for Foundations Investment Advisors Llc (registered 2018-10-17)Jul 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address