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RIA / WealthAdvisor26 years in industry

Risa L LaMontagne

Advisor at MORNINGSTAR INVESTMENT MANAGEMENT LLC

CHICAGO, IL | St. Augustine, FL

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Search this name across graphsid dfx:ria:b6d26cc6-0f6b-ac11-d60f-8972176b53a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 13, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORNINGSTAR INVESTMENT MANAGEMENT LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 14, 2000
First registration: Oct 13, 2000
Dual registered: no
Other names: RISA L ROWE|RISA L KELLY|RISA LEE LAMONTAGNE|RISA LEE ROWE|RISA LEE LAMONTAGNE|RISA LEE LA MONTAGNE
IAPD individual key: 1248822

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORNINGSTAR INVESTMENT MANAGEMENT LLC	Mixed wealth	Jan 7, 2025	n/a	yes	St. Augustine, FL\|CHICAGO, IL	Current employment
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Jan 24, 2023	Jan 7, 2025	no	St. Augustine, FL\|CHICAGO, IL	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Feb 9, 2022	Mar 11, 2022	no	MIAMI, FL\|Chicago, IL	Previous registration
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Oct 11, 2019	May 25, 2021	no	Barrington Hills, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 19, 2006	Aug 3, 2009	no	DEER PARK, IL	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jun 13, 2003	Dec 11, 2006	no	FORT WAYNE, IN\|CARY, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jul 31, 2002	Nov 26, 2002	no	LAKE ZURICH, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 13, 2000	Jul 26, 2002	no	BARRINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORNINGSTAR INVESTMENT SERVICES LLC	MORNINGSTAR INVESTMENT MANAGEMENT LLC	Jan 7, 2025	Jan 7, 2025	0	Firm change	RIA to RIA
SANCTUARY ADVISORS, LLC	MORNINGSTAR INVESTMENT SERVICES LLC	Mar 11, 2022	Jan 24, 2023	319	Firm change	Ibd to RIA
TRANSAMERICA RETIREMENT ADVISORS, LLC	SANCTUARY ADVISORS, LLC	May 25, 2021	Feb 9, 2022	260	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRANSAMERICA RETIREMENT ADVISORS, LLC	Aug 3, 2009	Oct 11, 2019	3,721	Firm change after gap	Wirehouse to ibd
OSAIC FA, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 11, 2006	Dec 19, 2006	8	Firm change	Other
BANC ONE SECURITIES CORPORATION	OSAIC FA, INC.	Nov 26, 2002	Jun 13, 2003	199	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC ONE SECURITIES CORPORATION	Jul 26, 2002	Jul 31, 2002	5	Firm change	Other

Relationships

Registered with (8)

→ MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 24, 2023 to Jan 7, 2025factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 9, 2022 to Mar 11, 2022factForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 11, 2019 to May 25, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 19, 2006 to Aug 3, 2009factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jun 13, 2003 to Dec 11, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 31, 2002 to Nov 26, 2002factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 13, 2000 to Jul 26, 2002factForm ADV

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
Risa L Lamontagne left Morningstar Investment Services Llc for Morningstar Investment Management Llc (registered 2025-01-07)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2022
Advisor changed firm
Risa L Lamontagne left Sanctuary Advisors, Llc for Morningstar Investment Services Llc (registered 2023-01-24)
Form ADVobserved 6 days ago